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Moelis & Co — Director's Dealing 2014
Sep 10, 2014
30984_dirs_2014-09-10_42cd81f1-2d8e-47ff-8813-37623fb29194.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2014-09-08
Reporting Person: LEAMAN J RICHARD III (Director, Managing Partner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-08 | Incentive Restricted Stock Units | $0.00 | A | 207 | Acquired | Class A Common Stock (207) | Direct |
Footnotes
F1: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014. The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
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