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Moelis & Co — Director's Dealing 2014
Jul 3, 2014
30984_dirs_2014-07-03_b8801c83-a9a0-47e9-b10b-e50918723f8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2014-07-01
Reporting Person: BOLLENBACH STEPHEN F (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-01 | Restricted Stock Units | $ | A | 2380 | Acquired | Class A Common Stock (2380) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F2: Restricted Stock Units granted to Nonemployee Director based on $33.61 per share of Class A Common Stock, which was the closing price of the Company's Class A common stock on the NYSE on June 30, 2014.
F3: The Restricted Stock Units vest 25% on each of July 15, 2014, October 15, 2014, January 15, 2015 and April 15, 2015 if Mr. Bollenbach is a Nonemployee Director on such dates. Settlement of the Restricted Stock Units vesting on July 15, 2014 will be delayed until on or after October 13, 2014.