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Moelis & Co — Director's Dealing 2014
Apr 17, 2014
30984_dirs_2014-04-17_16c200c8-1a22-4bcb-aefb-db17b9f0b1a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2014-04-15
Reporting Person: BOLLENBACH STEPHEN F (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-15 | Restricted Stock Units | $ | A | 1600 | Acquired | Class A Common Stock (1600) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F2: Restricted Stock Units granted to Nonemployee Directors, based on $25 per share of Class A Common Stock which was the initial price to the public in the issuer's initial public offering of shares of Class A common stock.
F3: The Restricted Stock Units vest in full on April 22, 2016.