Moelis & Co — Director's Dealing 2014

Sep 10, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2014-09-08

Reporting Person: SIMON JOSEPH (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-09-08	Incentive Restricted Stock Units	$0.00	A	121	Acquired		Class A Common Stock (121)	Direct
2014-09-08	LTI Restricted Stock Units	$0.00	A	81	Acquired		Class A Common Stock (81)	Direct

Footnotes

F1: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014. The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014. The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.