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Moelis & Co — Director's Dealing 2014
Nov 25, 2014
30984_dirs_2014-11-25_ee8c4abf-cf8c-47f7-bb26-a8fb46e22095.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2014-11-24
Reporting Person: BOLLENBACH STEPHEN F (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-24 | Initial Restricted Stock Units | $0 | A | 60 | Acquired | Class A Common Stock (60) | Direct | |
| 2014-11-24 | Director Restricted Stock Units | $0 | A | 89 | Acquired | Class A Common Stock (89) | Direct |
Footnotes
F1: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Initial RSUs were issued as dividend equivalents on holder's unvested underlying Initial RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Initial RSUs will vest concurrently with the vesting of the unvested underlying Initial RSUs.
F3: Director RSUs were issued as dividend equivalents on holder's unvested underlying Director RSUs issued on July 1, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Director RSUs will vest concurrently with the vesting of the unvested underlying Director RSUs.