Moelis & Co — Director's Dealing 2014

Sep 10, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2014-09-08

Reporting Person: Shropshire Kenneth (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-09-08	Initial Restricted Stock Units	$0	A	7	Acquired		Class A Common Stock (7)	Direct
2014-09-08	Director Restricted Stock Units	$0	A	2	Acquired		Class A Common Stock (2)	Direct

Footnotes

F1: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Initial RSUs were issued as dividend equivalents on holder's unvested underlying Initial RSUs issued on July 1, 2014. The dividend equivalent Initial RSUs will vest concurrently with the vesting of the unvested underlying Initial RSUs.

F3: Director RSUs were issued as dividend equivalents on holder's unvested underlying Director RSUs issued on July 1, 2014. The dividend equivalent Director RSUs will vest concurrently with the vesting of the unvested underlying Director RSUs.