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Moelis & Co — Director's Dealing 2014
Apr 17, 2014
30984_dirs_2014-04-17_f8420521-7bc1-47d7-b88e-3426e6b2daf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2014-04-15
Reporting Person: RAICH JEFFREY (Director, Managing Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-15 | Incentive Restricted Stock Units | $ | A | 60000 | Acquired | Class A Common Stock (60000) | Direct | |
| 2014-04-15 | Top Up Options (Right to Buy) | $25.00 | A | 27868 | Acquired | Class A Common Stock (27868) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F2: The Incentive Restricted Stock Units vest in equal installments on April 22, 2017, April 22, 2018 and April 22, 2019.
F3: The Top Up Options vest in installments of 6,967 shares on April 22, 2017, 6,967 shares on April 22, 2018 and 13,934 shares on April 22, 2019. The Top Up Options expire on April 22, 2020.