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Modular Medical, Inc. Director's Dealing 2021

Oct 4, 2021

34704_dirs_2021-10-04_417692f6-5069-4184-95e8-186431ed3d1a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Modular Medical, Inc. (MODD)
CIK: 0001074871
Period of Report: 2021-09-30

Reporting Person: FRANK MORGAN C. (Director, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-30 Option to purchase common stock $2.98 A 25168 Acquired 2031-09-30 Common Stock (25168) Direct
2021-09-30 Option to purchase common stock $2.98 A 6292 Acquired 2031-09-30 Common Stock (6292) Direct

Footnotes

F1: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grants reported herein, the Reporting Person currently has aggregate options to purchase a total of 197,350 shares of the Issuer.