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Modular Medical, Inc. — Director's Dealing 2020
Feb 19, 2020
34704_dirs_2020-02-19_4ec924d1-b910-49d8-a951-0795a5c47efb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Modular Medical, Inc. (MODD)
CIK: 0001074871
Period of Report: 2019-08-15
Reporting Person: DiPerna Paul (Director, See Remarks, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-15 | Option to purchase common stock | $2.25 | A | 4998 | Acquired | 2029-08-15 | Common Stock (4998) | Direct |
Footnotes
F1: The option was fully vested and exercisable on the grant date, in accordance with the terms of an employment agreement between the Issuer and Mr. DiPerna.
F2: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 104,321 shares of the Issuer.