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MODINE MANUFACTURING CO — Director's Dealing 2024
Mar 4, 2024
30783_dirs_2024-03-04_a5118202-23ed-4608-8bf9-203b1dc8d28d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2024-02-29
Reporting Person: Lucareli Michael B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-29 | Common stock | M | 17842 | $15.9 | Acquired | 212429 | Direct |
| 2024-02-29 | Common stock | M | 5688 | $17.9 | Acquired | 218117 | Direct |
| 2024-02-29 | Common stock | M | 58782 | $6.62 | Acquired | 276899 | Direct |
| 2024-02-29 | Common stock | S | 72853 | $90.194 | Disposed | 204046 | Direct |
| 2024-02-29 | Common stock | S | 9459 | $91.338 | Disposed | 194587 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-29 | Employee stock option (Right to buy) | $15.9 | M | 17842 | Acquired | 2027-06-01 | Common stock (17842) | Direct |
| 2024-02-29 | Employee stock option (Right to buy) | $17.9 | M | 5688 | Acquired | 2028-05-30 | Common stock (5688) | Direct |
| 2024-02-29 | Employee stock option (Right to buy) | $6.62 | M | 58782 | Acquired | 2030-10-02 | Common stock (78377) | Direct |
Footnotes
F1: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.99, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.77, inclusive.
F4: This option vested in four equal installments on June 1, 2018, 2019, 2020, and 2021.
F5: This option vested in four equal installments on May 30, 2019, 2020, 2021, and 2022.
F6: This option vests in four equal installments on October 2, 2021, 2022, 2023, and 2024.