MODINE MANUFACTURING CO — Director's Dealing 2020

Oct 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2020-10-02

Reporting Person: Lucareli Michael B (Interim President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-02	Common stock	A	78550	—	Acquired	271717	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-02	Employee stock option	$6.62	A	78377	Acquired	2030-10-02	Common stock (78377)	Direct

Footnotes

F1: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F3: This option will vest in four equal annual installments commencing on 10/2/21.