MODINE MANUFACTURING CO — Director's Dealing 2020

Dec 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2020-12-01

Reporting Person: Brinker Neil David (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-01	Common stock	A	10127	—	Acquired	10127	Direct
2020-12-01	Common stock	A	60349	—	Acquired	70476	Direct
2020-12-01	Common stock	A	72573	—	Acquired	143049	Direct
2020-12-01	Common stock	A	20153	—	Acquired	163202	Direct
2020-12-01	Common stock	A	23592	—	Acquired	186794	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-01	Employee stock option (Right to buy)	$11.19	A	22843	Acquired	2030-12-01	Common stock (22843)	Direct

Footnotes

F1: This is an award of restricted stock units which will vest in its entirety on 6/18/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2: This is an award of restricted stock units which will vest in two equal annual installments commencing on 2/22/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F3: This is an award of restricted stock units which will vest in three equal annual installments commencing on 3/3/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F4: This is an award of restricted stock units which will vest in three equal annual installments commencing on 5/20/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F5: This is an award of restricted stock units which will vest in four equal annual installments commencing on 12/1/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F6: This option will vest in four equal annual installments commencing on 12/1/21.