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MODINE MANUFACTURING CO — Director's Dealing 2019
Feb 11, 2019
30783_dirs_2019-02-11_dfe5c965-bd06-4b2e-914d-f23e1ea8ca2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2019-02-07
Reporting Person: Wollenberg Scott D (VP - CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-07 | Common stock | M | 6186 | $11.39 | Acquired | 86037 | Direct |
| 2019-02-07 | Common stock | S | 6186 | $15.349 | Disposed | 79851 | Direct |
| 2019-02-07 | Common stock | M | 7348 | $10.00 | Acquired | 87199 | Direct |
| 2019-02-07 | Common stock | S | 7348 | $15.349 | Disposed | 79851 | Direct |
| 2019-02-07 | Common stock | S | 21800 | $15.35 | Disposed | 58051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-07 | Employee stock option | $11.39 | M | 6186 | Disposed | 2025-06-02 | Common stock (6186) | Direct |
| 2019-02-07 | Employee stock option | $10.00 | M | 7348 | Disposed | 2026-05-31 | Common stock (7348) | Direct |
Footnotes
F1: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F2: This option vests in four equal installments on June 5, 2016, 2017, 2018, and 2019.
F3: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.
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