MODINE MANUFACTURING CO — Director's Dealing 2018

Jan 26, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2018-01-18

Reporting Person: Casterton Joel Thomas (Vice President, VTS)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock	5383	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee stock option (right to buy)	$14.93	2021-07-21	Common stock (9)		Direct
Employee stock option (right to buy)	$14.94	2024-06-02	Common stock (204)		Direct
Employee stock option (right to buy)	$11.39	2025-06-02	Common stock (632)		Direct
Employee stock option (right to buy)	$10.00	2026-05-31	Common stock (1569)		Direct
Employee stock option (right to buy)	$15.90	2027-06-01	Common stock (1355)		Direct

Footnotes

F1: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F2: This option vests in four equal annual increments commencing on 6/2/2015.

F3: This option vests in four equal annual increments commencing on 6/2/2016.

F4: This option will vest in four equal annual increments commencing on 5/31/2017.

F5: This option will vest in four equal annual increments commencing on 6/1/2018.