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MODINE MANUFACTURING CO — Director's Dealing 2017
Jun 2, 2017
30783_dirs_2017-06-02_4b9b13f5-638d-4cd3-8e14-2c123676659a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2017-05-31
Reporting Person: Wollenberg Scott D (VP - Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-31 | Common stock | F | 1153 | $15.20 | Disposed | 57041 | Direct |
| 2017-06-01 | Common stock | A | 8679 | — | Acquired | 65720 | Direct |
| 2017-06-01 | Common stock | M | 5736 | $5.75 | Acquired | 71456 | Direct |
| 2017-06-01 | Common stock | S | 5736 | $15.9477 | Disposed | 65720 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Employee stock option | $15.90 | A | 9434 | Acquired | 2027-06-01 | Common stock (9434) | Direct |
| 2017-06-01 | Employee stock option | $5.75 | M | 5736 | Disposed | 2022-06-05 | Common stock (5736) | Direct |
Footnotes
F1: Shares disposed of in a private transaction to cover tax withholding.
F2: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F3: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
F4: This option will vest in four equal annual installments commencing on 6/1/18.
F5: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016.