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MODINE MANUFACTURING CO Director's Dealing 2017

Jun 2, 2017

30783_dirs_2017-06-02_4b9b13f5-638d-4cd3-8e14-2c123676659a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2017-05-31

Reporting Person: Wollenberg Scott D (VP - Americas)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-31 Common stock F 1153 $15.20 Disposed 57041 Direct
2017-06-01 Common stock A 8679 Acquired 65720 Direct
2017-06-01 Common stock M 5736 $5.75 Acquired 71456 Direct
2017-06-01 Common stock S 5736 $15.9477 Disposed 65720 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-01 Employee stock option $15.90 A 9434 Acquired 2027-06-01 Common stock (9434) Direct
2017-06-01 Employee stock option $5.75 M 5736 Disposed 2022-06-05 Common stock (5736) Direct

Footnotes

F1: Shares disposed of in a private transaction to cover tax withholding.

F2: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F3: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F4: This option will vest in four equal annual installments commencing on 6/1/18.

F5: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016.