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MODINE MANUFACTURING CO — Director's Dealing 2017
Sep 14, 2017
30783_dirs_2017-09-14_9a181292-907d-42ab-887e-9bdb66edd188.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2017-09-13
Reporting Person: Bowser Scott L (VP - Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-13 | Common stock | M | 19580 | $5.01 | Acquired | 114066 | Direct |
| 2017-09-13 | Common stock | M | 13791 | $5.75 | Acquired | 127857 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-13 | Employee Stock Option | $5.01 | M | 19580 | Disposed | 2019-06-09 | Common stock (19580) | Direct |
| 2017-09-13 | Employee Stock Option | $5.75 | M | 13791 | Disposed | 2022-06-05 | Common stock (13791) | Direct |
Footnotes
F1: This total includes 4747 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F2: This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012.
F3: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016.
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