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MODINE MANUFACTURING CO Director's Dealing 2017

Nov 6, 2017

30783_dirs_2017-11-06_3ff250ab-b9d3-4856-b6cf-0aeeb54e61f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2017-11-03

Reporting Person: Wollenberg Scott D (VP - CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-03 Common stock M 2000 $13.33 Acquired 66920 Direct
2017-11-03 Common stock S 2000 $23.5491 Disposed 64920 Direct
2017-11-03 Common stock M 4414 $9.26 Acquired 69334 Direct
2017-11-03 Common stock S 4414 $23.5491 Disposed 64920 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-03 Employee stock option $13.33 M 2000 Disposed 2018-02-11 Common stock (2000) Direct
2017-11-03 Employee stock option $9.26 M 4414 Disposed 2020-06-11 Common stock (4414) Direct

Footnotes

F1: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F2: This option vested in four equal installments on February 2, 2008, 2009, 2010, and 2011.

F3: This option vested in four equal installments on June 11, 2010, 2011, 2012, and 2013.