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MODINE MANUFACTURING CO — Director's Dealing 2017
Dec 1, 2017
30783_dirs_2017-12-01_00071f1b-a1ec-453c-aca9-602b9cc5d145.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2017-11-30
Reporting Person: McBurney Matthew J (VP, Strategic Planning and Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Common stock | M | 1000 | $13.33 | Acquired | 32321 | Direct |
| 2017-11-30 | Common stock | S | 1000 | $22.9704 | Disposed | 31321 | Direct |
| 2017-11-30 | Common stock | M | 2522 | $9.26 | Acquired | 33843 | Direct |
| 2017-11-30 | Common stock | S | 2522 | $22.9704 | Disposed | 31321 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Employee stock option | $13.33 | M | 1000 | Acquired | 2018-02-11 | Common stock (1000) | Direct |
| 2017-11-30 | Employee stock option | $9.26 | M | 2522 | Acquired | 2020-06-11 | Common stock (2522) | Direct |
Footnotes
F1: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F2: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.
F3: This option vested in four equal installments on June 11, 2010, 2011, 2012, and 2013.
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