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MODINE MANUFACTURING CO — Director's Dealing 2017
Dec 15, 2017
30783_dirs_2017-12-15_8fad3173-506a-4027-b232-1cd0b2e7e6f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2017-12-14
Reporting Person: Schwab Holger (VP, VTS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-14 | Common stock | M | 4638 | $14.94 | Acquired | 47225 | Direct |
| 2017-12-14 | Common stock | S | 4638 | $20.1011 | Disposed | 42587 | Direct |
| 2017-12-14 | Common stock | M | 3404 | $11.39 | Acquired | 45991 | Direct |
| 2017-12-14 | Common stock | S | 3404 | $20.1011 | Disposed | 42587 | Direct |
| 2017-12-14 | Common stock | M | 3099 | $10.00 | Acquired | 45686 | Direct |
| 2017-12-14 | Common stock | S | 3099 | $20.1011 | Disposed | 42587 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-14 | Employee stock option | $14.94 | M | 4638 | Disposed | 2024-06-02 | Common stock (4638) | Direct |
| 2017-12-14 | Employee stock option | $11.39 | M | 3404 | Disposed | 2025-06-02 | Common stock (3404) | Direct |
| 2017-12-14 | Employee stock option | $10.00 | M | 3099 | Disposed | 2026-05-31 | Common stock (3099) | Direct |
Footnotes
F1: This option vests in four equal installments on June 2, 2015, 2016, 2017, and 2018.
F2: This option vests in four equal installments on June 2, 2016, 2017, 2018, and 2019.
F3: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.
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