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MODINE MANUFACTURING CO — Director's Dealing 2014
Jun 11, 2014
30783_dirs_2014-06-11_f11895fc-7c25-408a-b4d5-0ed04d653401.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2014-06-09
Reporting Person: Lucareli Michael B (VP, Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-09 | Common stock | M | 3188 | $5.01 | Acquired | 75141 | Direct |
| 2014-06-09 | Common stock | S | 3188 | $14.9841 | Disposed | 71953 | Direct |
| 2014-06-09 | Common stock | M | 11352 | $5.75 | Acquired | 83305 | Direct |
| 2014-06-09 | Common stock | S | 11352 | $14.9841 | Disposed | 71953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-09 | Employee stock option | $5.01 | M | 3188 | Acquired | 2019-06-09 | Common stock (3188) | Direct |
| 2014-06-09 | Employee stock option | $5.75 | M | 11352 | Acquired | 2022-06-05 | Common stock (11352) | Direct |
Footnotes
F1: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F2: This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012.
F3: This option vests in four equal installments on June 5, 2012, 2013, 2014, and 2015.
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