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MODINE MANUFACTURING CO — Director's Dealing 2013
Sep 23, 2013
30783_dirs_2013-09-23_431fbafc-63e8-4d12-b385-9b2c40676d0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2013-09-20
Reporting Person: Marry Thomas F (Exec VP & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-20 | Common stock | M | 12000 | $5.01 | Acquired | 161155 | Direct |
| 2013-09-20 | Common stock | S | 12000 | $14.3291 | Disposed | 149155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-20 | Employee stock option | $5.01 | M | 12000 | Disposed | 2019-06-09 | Common stock (12000) | Direct |
Footnotes
F1: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F2: This option vested in four equal installments on June 9, 2009, 2010, 2011 and 2012.
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