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MODINE MANUFACTURING CO — Director's Dealing 2003
Jan 8, 2003
30783_dirs_2003-01-08_fb3bd142-74aa-4ce8-9732-246400a25f19.zip
Director's Dealing
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4 1 form4kaf.htm FORM 4 FOR K. A. FELDMANN Form 4
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| (Print or Type Responses) |
| 1. Name and Address of Reporting Person* K. A. Feldmann | 2. Issuer Name and Ticker or Trading Symbol Modine Manufacturing Company - MODI | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Director | 10% Owner | |||||||||
| X | Officer (give title below) | Other (specify below) | ||||||||
| Group Vice President, Europe | ||||||||||
| (Last) (First) (Middle) Modine Europe GmbH Arthur-B.-Modine-Strasse 1 | 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) | 4. Statement for Month/Day/Year 1/06/03 | 7. Individual or Joint/Group Filing (Check Applicable Line) | |||||||
| 5. If Amendment, Date of Original (Month/Day/Year) | X | Form filed by One Reporting Person | ||||||||
| (Street) D-70794 Filederstadt-Bonlanden GERMANY | Form filed by More than One Reporting Person | |||||||||
| (City) (State) (Zip) | Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
| 1. Title of Security (Instr. 3) | 2. Trans- action Date (Month/ Day/ Year) | 2A. Deemed Execution Date, if any (Month/ Day/ Year) | 3. Trans- action Code (Instr.8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Owner- ship (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock, $0.625 Par | 1/06/03 | A | 8,000 | A | -0- | 14,300 | D |
| If the form is filed by more than one reporting person, see Instruction 4(b)(v). | |
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| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | (Over) SEC 1474 (9-02) |
| FORM 4 (continued) — 1. Title of Derivative Security (Instr. 3) | Table II ¾ Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) — 2. Conver- sion or Exercise Price of Deri- vative Security | 3. Trans- action Date (Month/ Day/ Year) | 4. Trans- action Code (Instr.8) | 5. Number of Deriv- ative Securities Ac- quired (A) or Dis- posed of (D) (Instr. 3, 4 and 5) | 6. Date Exer- cisable and Expiration Date (Month/Day/ Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Deriv- ative Secur- ity (Instr. 5) | 9. Number of deriv- ative Secur- ities Bene- ficially Owned Follow- ing Reported Trans- action(s) (Instr. 4) | 10. Owner- ship Form of Deri- vative Security: Direct (D) or Indirect (I) (Instr. 4) | |||
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| Code | V | (A) | (D) | Date Exer- cisable | Expira- tion Date | Title | Amount or Number of Shares | |||||
| Options with tandem tax withholding rights | $25.25 | 1/15/97 | A | 6,000 | 1/15/ 1997 | 1/15/ 2007 | Common Stock | 6,000 | 6,000 | D | ||
| Options with tandem tax withholding rights | $33.9375 | 1/21/98 | A | 6,000 | 1/21/ 1998 | 1/21/ 2008 | Common Stock | 6,000 | 6,000 | D | ||
| Options with tandem tax withholding rights | $33.25 | 1/20/99 | A | 6,000 | 1/20/ 1999 | 1/20/ 2009 | Common Stock | 6,000 | 6,000 | D | ||
| Options with tandem tax withholding rights | $25.00 | 1/19/00 | A | 12,000 | 1/19 2000 | 1/19/ 2010 | Common Stock | 12,000 | 12,000 | D | ||
| Options with tandem tax withholding rights | $23.25 | 1/17/01 | A | 15,000 | 1/17/ 2001 | 1/17/ 2011 | Common Stock | 15,000 | 15,000 | D | ||
| Options with tandem tax withholding rights | $22.78 | 1/16/02 | A | 20,000 | 1/16/ 2002 | 1/16/ 2012 | Common Stock | 20,000 | 20,000 | D | ||
| Options with tandem tax withholding rights | $18.53 | 1/06/03 | A | 11,200 | 1/06/ 2003 | 1/06/ 2013 | Common Stock | 11,200 | 11,200 | D |
| Explanation of Responses: | |||
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| The plans under which these options were granted, which complies with Rule 16b-3, allows for the provision of tax withholding rights. | |||
| s/K. A. Feldmann | January 8, 2003 | ||
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. | **Signature of Reporting Person | Date |
| See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, s ee Instruction 6 for procedure. |
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| Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
| Page 2 |
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