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MODINE MANUFACTURING CO — Director's Dealing 2002
Dec 9, 2002
30783_dirs_2002-12-09_1b74b7dd-54dd-43fe-b9bf-39414c71aced.zip
Director's Dealing
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4 1 rform4-esop.htm ADMINISTRATIVE COMMITTEE FORM 4 FOR ESOP Form 4
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|---|
| (Print or Type Responses) |
| 1. Name and Address of Reporting Person* Administrative Committee of the Modine Employee Stock Ownership Plan (ESOP) | 2. Issuer Name and Ticker or Trading Symbol Modine Manufacturing Company - MODI | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director | 10% Owner | ||||||||||
| Officer (give title below) | X | Other (specify below) | |||||||||
| See Exhibit 1 attached | |||||||||||
| (Last) (First) (Middle) c/o Modine Manufacturing Company Attn: D. R. Zakos, 1500 DeKoven Avenue | 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 39-6266014 | 4. Statement for Month/Day/Year 12/09/02 | 7. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||
| 5. If Amendment, Date of Original (Month/Day/Year) | Form filed by One Reporting Person | ||||||||||
| (Street) Racine, WI 53403 | X | Form filed by More than One Reporting Person | |||||||||
| (City) (State) (Zip) | Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1. Title of Security (Instr. 3) | 2. Trans- action Date (Month/ Day/ Year) | 2A. Deemed Execution Date, if any (Month/ Day/ Year) | 3. Trans- action Code (Instr.8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Owner- ship (Instr. 4) | ||||
| Code | V | Amount | (A) or (D) | Price | |||||||
| Common Stock, $0.625 Par | 12/5/02 | 12/10/02 | P | 21,654 | A | $18.96 | 3,752,210 | See Exhibit 1 attached |
| If the form is filed by more than one reporting person, see Instruction 4(b)(v). | |
|---|---|
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | (Over) SEC 1474 (9-02) |
| 4. Trans- action Code (Instr.8) | 5. Number of Deriv- ative Securities Ac- quired (A) or Dis- posed of (D) (Instr. 3, 4 and 5) | 6. Date Exer- cisable and Expiration Date (Month/Day/ Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Deriv- ative Secur- ity (Instr. 5) | |||
|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exer- cisable | Expira- tion Date | Title | Amount or Number of Shares |
| Explanation of Responses: | By: /s/ Modine Employee Stock Ownership Plan (ESOP) BY: Roger L. Hetrick, Member of Committee | December 9, 2002 | |
|---|---|---|---|
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. | **Signature of Reporting Person | Date |
| See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, s ee Instruction 6 for procedure. |
|---|
| Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
| Page 2 |
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