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Moderna, Inc. — Director's Dealing 2024
Dec 2, 2024
30610_dirs_2024-12-02_8fe45570-a6b4-4d8c-bd63-5d97bf29dfbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2024-11-27
Reporting Person: Mock James M (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-27 | Common Stock | M | 1326 | — | Acquired | 10831 | Direct |
| 2024-11-27 | Common Stock | M | 329 | — | Acquired | 11160 | Direct |
| 2024-11-27 | Common Stock | M | 1326 | — | Acquired | 12486 | Direct |
| 2024-11-29 | Common Stock | S | 1420 | $42.7891 | Disposed | 11066 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-27 | Performance Stock Units | $ | M | 1326 | Disposed | Common Stock (1326) | Direct | |
| 2024-11-27 | Restricted Stock Units | $ | M | 329 | Disposed | Common Stock (329) | Direct | |
| 2024-11-27 | Restricted Stock Units | $ | M | 1326 | Disposed | Common Stock (1326) | Direct |
Footnotes
F1: Performance stock units convert into common stock on a one-for-one basis.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs and PSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell-to-cover" transaction and do not represent a discretionary trade by the Reporting Person.
F4: 25% of the shares subject to this performance stock unit award vested on May 31, 2024 upon determination of achievement of the performance criteria, with the remainder vesting in three (3) equal installments on August 27, 2024, November 27, 2024 and February 27, 2025.
F5: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
F6: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.