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Moderna, Inc. — Director's Dealing 2022
May 12, 2022
30610_dirs_2022-05-12_26198fe4-7829-410a-9802-d232367c6802.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2022-05-10
Reporting Person: Nader Francois (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-10 | Common Stock | M | 23100 | $18.87 | Acquired | 23803 | Direct |
| 2022-05-10 | Common Stock | S | 3196 | $136.10 | Disposed | 20607 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-10 | Stock Option (Right to Buy) | $18.87 | M | 23100 | Disposed | 2029-12-10 | Common Stock (23100) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 9, 2022.
F2: Represents the number of shares sold by the Reporting Person to cover the payment of the exercise price of the option.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.10 to $136.17. Full information regarding the number of shares sold at each separate price can be
furnished to the SEC staff upon request.
F4: This option is fully vested and exercisable.