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Moderna, Inc. — Director's Dealing 2022
Jun 10, 2022
30610_dirs_2022-06-10_771c4104-83d1-43f5-ae9b-72a716c9f7b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2022-06-08
Reporting Person: Andres Juan (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-08 | Common Stock | M | 1371 | $20.93 | Acquired | 11738 | Direct |
| 2022-06-08 | Common Stock | M | 2000 | $20.93 | Acquired | 13738 | Direct |
| 2022-06-08 | Common Stock | M | 2000 | $20.93 | Acquired | 15738 | Direct |
| 2022-06-08 | Common Stock | M | 2000 | $20.93 | Acquired | 17738 | Direct |
| 2022-06-08 | Common Stock | M | 2000 | $20.93 | Acquired | 19738 | Direct |
| 2022-06-08 | Common Stock | M | 629 | $14.22 | Acquired | 20367 | Direct |
| 2022-06-08 | Common Stock | S | 10000 | $150.00 | Disposed | 10367 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-08 | Stock Option (Right to Buy) | $20.93 | M | 1371 | Disposed | 2029-03-08 | Common Stock (1371) | Direct |
| 2022-06-08 | Stock Option (Right to Buy) | $20.93 | M | 2000 | Disposed | 2029-03-08 | Common Stock (2000) | Direct |
| 2022-06-08 | Stock Option (Right to Buy) | $20.93 | M | 2000 | Disposed | 2029-03-08 | Common Stock (2000) | Direct |
| 2022-06-08 | Stock Option (Right to Buy) | $20.93 | M | 2000 | Disposed | 2029-03-08 | Common Stock (2000) | Direct |
| 2022-06-08 | Stock Option (Right to Buy) | $20.93 | M | 2000 | Disposed | 2029-03-08 | Common Stock (2000) | Direct |
| 2022-06-08 | Stock Option (Right to Buy) | $14.22 | M | 629 | Disposed | 2028-02-28 | Common Stock (629) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.
F2: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
F3: This option is fully vested and exercisable.
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