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Moderna, Inc. Director's Dealing 2022

Jun 15, 2022

30610_dirs_2022-06-14_ea8bd43f-bdc1-4b95-97ce-52c21a1ce33f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2022-06-13

Reporting Person: Hoge Stephen (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-06-13 Common Stock M 5000 $10.90 Acquired 1629231 Direct
2022-06-13 Common Stock M 5000 $10.90 Acquired 1634231 Direct
2022-06-13 Common Stock S 10000 $123.00 Disposed 1624231 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-06-13 Stock Option (Right to Buy) $10.90 M 5000 Disposed 2026-02-23 Common Stock (5000) Direct
2022-06-13 Stock Option (Right to Buy) $10.90 M 5000 Disposed 2026-02-23 Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4116 Indirect
Common Stock 151933 Indirect

Footnotes

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F2: These shares are owned directly by a trust for the benefit of Dr. Hoge's spouse and children, of which his spouse is a trustee. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: This option is fully vested and exercisable.