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Moderna, Inc. — Director's Dealing 2022
Sep 14, 2022
30610_dirs_2022-09-14_046cd61c-627c-4694-856b-fbff029f474d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2022-09-12
Reporting Person: Hoge Stephen (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-12 | Common Stock | M | 5000 | $10.90 | Acquired | 1630800 | Direct |
| 2022-09-12 | Common Stock | S | 5000 | $141.66 | Disposed | 1625800 | Direct |
| 2022-09-13 | Common Stock | M | 1972 | $10.90 | Acquired | 1627772 | Direct |
| 2022-09-13 | Common Stock | S | 1972 | $136.42 | Disposed | 1625800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-12 | Stock Option (Right to Buy) | $10.90 | M | 5000 | Disposed | 2026-02-23 | Common Stock (5000) | Direct |
| 2022-09-13 | Stock Option (Right to Buy) | $10.90 | M | 1972 | Disposed | 2026-02-23 | Common Stock (1972) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4116 | Indirect |
| Common Stock | 151933 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.
F2: These shares are owned directly by a trust for the benefit of Dr. Hoge's spouse and children, of which his spouse is a trustee. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F3: This option is fully vested and exercisable.