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Moderna, Inc. Director's Dealing 2022

Dec 9, 2022

30610_dirs_2022-12-09_28cde1e2-9e24-49d0-be56-8fe4b0b9aa75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2022-12-07

Reporting Person: Klinger Shannon Thyme (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-07 Common Stock M 1139 Acquired 5262 Direct
2022-12-08 Common Stock S 490 $179.1496 Disposed 4772 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-07 Restricted Stock Units $0 M 1139 Disposed Common Stock (1139) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Includes 174 shares acquired under the Moderna, Inc. 2018 Employee Stock Purchase Plan on November 30, 2022.

F3: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive
plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F4: 25% of the shares subject to this restricted stock unit award vested on June 7, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter.