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Moderna, Inc. — Director's Dealing 2021
Sep 14, 2021
30610_dirs_2021-09-14_f804221d-8498-43b7-9411-6571c2741bb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2021-09-10
Reporting Person: Andres Juan (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-10 | Common Stock | M | 5000 | $12.21 | Acquired | 5000 | Direct |
| 2021-09-10 | Common Stock | S | 5000 | $461.85 | Disposed | 0 | Direct |
| 2021-09-13 | Common Stock | M | 5000 | $12.21 | Acquired | 5000 | Direct |
| 2021-09-13 | Common Stock | M | 10000 | $12.21 | Acquired | 15000 | Direct |
| 2021-09-13 | Common Stock | S | 15000 | $447.41 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-10 | Stock Option (Right to Buy) | $12.21 | M | 5000 | Disposed | 2027-08-29 | Common Stock (5000) | Direct |
| 2021-09-13 | Stock Option (Right to Buy) | $12.21 | M | 5000 | Disposed | 2027-08-29 | Common Stock (5000) | Direct |
| 2021-09-13 | Stock Option (Right to Buy) | $12.21 | M | 10000 | Disposed | 2027-08-29 | Common Stock (10000) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.
F2: This option is fully vested and exercisable.
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