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Moderna, Inc. Director's Dealing 2020

Dec 29, 2020

30610_dirs_2020-12-29_b1958758-6da1-4757-9063-29008a0aaa4a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-12-28

Reporting Person: Zaks Tal Zvi (Chief Medical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-28 Common Stock M 1200 $20.93 Acquired 1200 Direct
2020-12-28 Common Stock S 150 $111.80 Disposed 1050 Direct
2020-12-28 Common Stock S 60 $113.81 Disposed 990 Direct
2020-12-28 Common Stock S 185 $115.15 Disposed 805 Direct
2020-12-28 Common Stock S 180 $116.42 Disposed 625 Direct
2020-12-28 Common Stock S 375 $117.44 Disposed 250 Direct
2020-12-28 Common Stock S 250 $118.49 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-28 Stock Option (Right to Buy) $20.93 M 1200 Disposed 2029-03-08 Common Stock (1200) Direct

Footnotes

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.34 to $112.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $114.89 to $115.49. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $115.93 to $116.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $117.01 to $117.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $118.11 to $118.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.