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Moderna, Inc. — Director's Dealing 2020
Dec 29, 2020
30610_dirs_2020-12-29_b1958758-6da1-4757-9063-29008a0aaa4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-12-28
Reporting Person: Zaks Tal Zvi (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-28 | Common Stock | M | 1200 | $20.93 | Acquired | 1200 | Direct |
| 2020-12-28 | Common Stock | S | 150 | $111.80 | Disposed | 1050 | Direct |
| 2020-12-28 | Common Stock | S | 60 | $113.81 | Disposed | 990 | Direct |
| 2020-12-28 | Common Stock | S | 185 | $115.15 | Disposed | 805 | Direct |
| 2020-12-28 | Common Stock | S | 180 | $116.42 | Disposed | 625 | Direct |
| 2020-12-28 | Common Stock | S | 375 | $117.44 | Disposed | 250 | Direct |
| 2020-12-28 | Common Stock | S | 250 | $118.49 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-28 | Stock Option (Right to Buy) | $20.93 | M | 1200 | Disposed | 2029-03-08 | Common Stock (1200) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.34 to $112.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $114.89 to $115.49. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $115.93 to $116.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $117.01 to $117.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $118.11 to $118.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.