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Moderna, Inc. — Director's Dealing 2020
Apr 6, 2020
30610_dirs_2020-04-06_11383d09-2de8-4455-87ca-a3725a3405a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-04-03
Reporting Person: Andres Juan (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-03 | Common Stock | M | 13697 | $12.21 | Acquired | 13697 | Direct |
| 2020-04-03 | Common Stock | S | 13697 | $35.09 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-03 | Stock Option (Right to Buy) | $12.21 | M | 13697 | Disposed | 2027-08-29 | Common Stock (13697) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F3: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.
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