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Moderna, Inc. — Director's Dealing 2020
Aug 4, 2020
30610_dirs_2020-08-04_517fcc26-8d3d-4c85-ae7c-4f52a64743ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-08-03
Reporting Person: Hoge Stephen (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-03 | Common Stock | M | 10000 | $.99 | Acquired | 1976530 | Direct |
| 2020-08-03 | Common Stock | M | 10000 | $.99 | Acquired | 1986530 | Direct |
| 2020-08-03 | Common Stock | S | 20000 | $74.89 | Disposed | 1966530 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-03 | Stock Option (Right to Buy) | $.99 | M | 10000 | Disposed | 2023-08-19 | Common Stock (10000) | Direct |
| 2020-08-03 | Stock Option (Right to Buy) | $.99 | M | 10000 | Disposed | 2023-08-19 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4116 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.
F2: This option is fully vested and exercisable.
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