Moderna, Inc. — Director's Dealing 2020

Jul 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-07-13

Reporting Person: Hoge Stephen (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-13	Common Stock	M	10000	$.99	Acquired	1986530	Direct
2020-07-13	Common Stock	S	1000	$65.03	Disposed	1985530	Direct
2020-07-13	Common Stock	S	2049	$66.20	Disposed	1983481	Direct
2020-07-13	Common Stock	S	600	$66.95	Disposed	1982881	Direct
2020-07-13	Common Stock	S	700	$68.45	Disposed	1982181	Direct
2020-07-13	Common Stock	S	558	$69.45	Disposed	1981623	Direct
2020-07-13	Common Stock	S	379	$70.68	Disposed	1981244	Direct
2020-07-13	Common Stock	S	867	$71.71	Disposed	1980377	Direct
2020-07-13	Common Stock	S	2400	$72.78	Disposed	1977977	Direct
2020-07-13	Common Stock	S	747	$73.95	Disposed	1977230	Direct
2020-07-13	Common Stock	S	400	$74.98	Disposed	1976830	Direct
2020-07-13	Common Stock	S	200	$75.91	Disposed	1976630	Direct
2020-07-13	Common Stock	S	100	$76.78	Disposed	1976530	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-13	Stock Option (Right to Buy)	$.99	M	10000	Disposed	2023-08-19	Common Stock (10000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4116	Indirect

Footnotes

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.58 to $65.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.63 to $66.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.73 to $67.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.05 to $68.79. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.17 to $69.94. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.21 to $70.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.24 to $72.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.31 to $73.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 73.36 to $74.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $74.46 to $75.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.66 to $76.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F13: This option is fully vested and exercisable.