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Moderna, Inc. — Director's Dealing 2020
Jul 29, 2020
30610_dirs_2020-07-29_725a5c1d-3b04-448b-9d95-7144a79c4c4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-07-27
Reporting Person: Zaks Tal Zvi (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-27 | Common Stock | M | 10000 | $20.93 | Acquired | 10000 | Direct |
| 2020-07-27 | Common Stock | M | 10000 | $19.15 | Acquired | 20000 | Direct |
| 2020-07-27 | Common Stock | S | 2384 | $76.79 | Disposed | 17616 | Direct |
| 2020-07-27 | Common Stock | S | 3940 | $77.68 | Disposed | 13676 | Direct |
| 2020-07-27 | Common Stock | S | 5548 | $78.73 | Disposed | 8128 | Direct |
| 2020-07-27 | Common Stock | S | 7228 | $79.72 | Disposed | 900 | Direct |
| 2020-07-27 | Common Stock | S | 900 | $80.43 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-27 | Stock Option (Right to Buy) | $20.93 | M | 10000 | Disposed | 2029-03-08 | Common Stock (10000) | Direct |
| 2020-07-27 | Stock Option (Right to Buy) | $19.15 | M | 10000 | Disposed | 2026-08-10 | Common Stock (10000) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.19 to $77.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $77.20 to $78.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.21 to $79.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.22 to $80.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $80.27 to $80.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F7: This option is fully vested and exercisable.
F8: This option is fully vested and exercisable.