Moderna, Inc. — Director's Dealing 2020

Aug 25, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-08-24

Reporting Person: Hoge Stephen (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-24	Common Stock	M	10000	$.99	Acquired	1966530	Direct
2020-08-24	Common Stock	S	2636	$63.65	Disposed	1963894	Direct
2020-08-24	Common Stock	S	7489	$64.53	Disposed	1956405	Direct
2020-08-24	Common Stock	S	7079	$65.31	Disposed	1949326	Direct
2020-08-24	Common Stock	S	1996	$66.38	Disposed	1947330	Direct
2020-08-24	Common Stock	S	800	$67.29	Disposed	1946530	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-24	Stock Option (Right to Buy)	$.99	M	10000	Disposed	2023-08-19	Common Stock (10000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4116	Indirect

Footnotes

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.93 to $63.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.97 to $64.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.98 to $65.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.99 to $66.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.12 to $67.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F7: This option is fully vested and exercisable.