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Moderna, Inc. — Director's Dealing 2020
May 4, 2020
30610_dirs_2020-05-04_3f608aa3-dcca-4775-9c98-7172585bb3bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-05-01
Reporting Person: Andres Juan (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-01 | Common Stock | M | 25000 | $12.21 | Acquired | 25000 | Direct |
| 2020-05-01 | Common Stock | S | 6298 | $46.91 | Disposed | 18702 | Direct |
| 2020-05-01 | Common Stock | S | 10784 | $47.82 | Disposed | 7918 | Direct |
| 2020-05-01 | Common Stock | S | 3984 | $48.87 | Disposed | 3934 | Direct |
| 2020-05-01 | Common Stock | S | 3934 | $49.69 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-01 | Stock Option (Right to Buy) | $12.21 | M | 25000 | Disposed | 2027-08-29 | Common Stock (25000) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.32 to $47.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.33 to $48.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.34 to $49.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.36 to $50.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.