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Moderna, Inc. — Director's Dealing 2020
Oct 6, 2020
30610_dirs_2020-10-06_25c5dc0e-75ef-47c6-9914-c48a0e075b9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-10-02
Reporting Person: Hoge Stephen (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-02 | Common Stock | M | 10000 | $.99 | Acquired | 1936530 | Direct |
| 2020-10-02 | Common Stock | S | 10000 | $67.86 | Disposed | 1926530 | Direct |
| 2020-10-05 | Common Stock | M | 10000 | $.99 | Acquired | 1936530 | Direct |
| 2020-10-05 | Common Stock | S | 10000 | $69.50 | Disposed | 1926530 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-02 | Stock Option (Right to Buy) | $.99 | M | 10000 | Disposed | 2023-08-19 | Common Stock (10000) | Direct |
| 2020-10-05 | Stock Option (Right to Buy) | $.99 | M | 10000 | Disposed | 2023-08-19 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4116 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.
F2: This option is fully vested and exercisable.
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