Moderna, Inc. — Director's Dealing 2020

Jul 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-07-13

Reporting Person: Zaks Tal Zvi (Chief Medical Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-13	Common Stock	M	10000	$20.93	Acquired	10000	Direct
2020-07-13	Common Stock	M	10000	$19.15	Acquired	20000	Direct
2020-07-13	Common Stock	S	1213	$64.44	Disposed	18787	Direct
2020-07-13	Common Stock	S	2600	$65.87	Disposed	16187	Direct
2020-07-13	Common Stock	S	3463	$66.58	Disposed	12724	Direct
2020-07-13	Common Stock	S	492	$67.90	Disposed	12232	Direct
2020-07-13	Common Stock	S	1747	$68.99	Disposed	10485	Direct
2020-07-13	Common Stock	S	700	$70.01	Disposed	9785	Direct
2020-07-13	Common Stock	S	900	$71.23	Disposed	8885	Direct
2020-07-13	Common Stock	S	3987	$72.33	Disposed	4898	Direct
2020-07-13	Common Stock	S	2330	$73.27	Disposed	2568	Direct
2020-07-13	Common Stock	S	1431	$74.26	Disposed	1137	Direct
2020-07-13	Common Stock	S	737	$75.45	Disposed	400	Direct
2020-07-13	Common Stock	S	200	$76.12	Disposed	200	Direct
2020-07-13	Common Stock	S	200	$77.54	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-13	Stock Option (Right to Buy)	$20.93	M	10000	Disposed	2029-03-08	Common Stock (10000)	Direct
2020-07-13	Stock Option (Right to Buy)	$19.15	M	10000	Disposed	2026-08-10	Common Stock (10000)	Direct

Footnotes

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.30 to $66.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.31 to $67.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.33 to $68.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.48 to $69.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.65 to $70.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.73 to $71.68. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.80 to $72.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.86 to $73.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.87 to $74.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.02 to $75.94. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.11 to $76.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $77.44 to $77.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F15: This option is fully vested and exercisable.

F16: This option is fully vested and exercisable.