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Moderna, Inc. — Director's Dealing 2020
Sep 29, 2020
30610_dirs_2020-09-29_cd58b981-2bf5-47c6-aaf2-a46ea1efe0a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-09-28
Reporting Person: Zaks Tal Zvi (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-28 | Common Stock | M | 7197 | $20.93 | Acquired | 7197 | Direct |
| 2020-09-28 | Common Stock | M | 10000 | $19.15 | Acquired | 17197 | Direct |
| 2020-09-28 | Common Stock | S | 7019 | $69.75 | Disposed | 10178 | Direct |
| 2020-09-28 | Common Stock | S | 10178 | $70.64 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-28 | Stock Option (Right to Buy) | $20.93 | M | 7197 | Disposed | 2029-03-08 | Common Stock (7197) | Direct |
| 2020-09-28 | Stock Option (Right to Buy) | $19.15 | M | 10000 | Disposed | 2026-08-10 | Common Stock (10000) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.19 to $70.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.21 to $71.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: This option is fully vested and exercisable.