Moderna, Inc. — Director's Dealing 2020

Aug 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-08-12

Reporting Person: Hoge Stephen (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-12	Common Stock	S	932	$69.05	Disposed	1965598	Direct
2020-08-12	Common Stock	S	3138	$69.92	Disposed	1962460	Direct
2020-08-12	Common Stock	S	400	$70.77	Disposed	1962060	Direct
2020-08-12	Common Stock	S	230	$72.01	Disposed	1961830	Direct
2020-08-12	Common Stock	S	200	$73.18	Disposed	1961630	Direct
2020-08-12	Common Stock	S	100	$74.06	Disposed	1961530	Direct
2020-08-13	Common Stock	M	10000	$.99	Acquired	1971530	Direct
2020-08-13	Common Stock	S	10000	$69.05	Disposed	1961530	Direct
2020-08-13	Common Stock	S	4300	$67.80	Disposed	1957230	Direct
2020-08-13	Common Stock	S	700	$68.49	Disposed	1956530	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-13	Stock Option (Right to Buy)	$.99	M	10000	Disposed	2023-08-19	Common Stock (10000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4116	Indirect

Footnotes

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.55 to $69.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.56 to $70.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.57 to $71.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.64 to $72.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.90 to $73.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.29 to $68.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.33 to $68.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F9: This option is fully vested and exercisable.