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Moderna, Inc. — Director's Dealing 2020
Jul 17, 2020
30610_dirs_2020-07-17_f7f650b0-8e1d-48fe-9835-391bbe6baf9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-07-15
Reporting Person: NABEL ELIZABETH G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-15 | Common Stock | M | 40307 | $14.22 | Acquired | 54651 | Direct |
| 2020-07-15 | Common Stock | M | 8376 | $19.15 | Acquired | 63027 | Direct |
| 2020-07-15 | Common Stock | M | 10948 | $19.15 | Acquired | 73975 | Direct |
| 2020-07-15 | Common Stock | S | 73975 | $87.84 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-15 | Stock Option (Right to Buy) | $14.22 | M | 40307 | Disposed | 2028-02-28 | Common Stock (40307) | Direct |
| 2020-07-15 | Stock Option (Right to Buy) | $19.15 | M | 8376 | Disposed | 2026-08-10 | Common Stock (8376) | Direct |
| 2020-07-15 | Stock Option (Right to Buy) | $19.15 | M | 10948 | Disposed | 2026-08-10 | Common Stock (10948) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2020.
F2: This option will become fully vested and exercisable on February 28, 2019.
F3: This option is fully vested and exercisable.
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