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Moderna, Inc. — Director's Dealing 2020
Jul 2, 2020
30610_dirs_2020-07-02_98c5dde0-f9ce-490f-9c36-851435fe43ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moderna, Inc. (MRNA)
CIK: 0001682852
Period of Report: 2020-06-30
Reporting Person: Zaks Tal Zvi (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-30 | Common Stock | M | 24121 | $19.15 | Acquired | 24121 | Direct |
| 2020-06-30 | Common Stock | M | 15631 | $19.15 | Acquired | 39752 | Direct |
| 2020-06-30 | Common Stock | S | 5400 | $62.83 | Disposed | 34352 | Direct |
| 2020-06-30 | Common Stock | S | 12967 | $63.56 | Disposed | 21385 | Direct |
| 2020-06-30 | Common Stock | S | 21385 | $64.57 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-30 | Stock Option (Right to Buy) | $19.15 | M | 24121 | Disposed | 2026-08-10 | Common Stock (24121) | Direct |
| 2020-06-30 | Stock Option (Right to Buy) | $19.15 | M | 15631 | Disposed | 2026-08-10 | Common Stock (15631) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.11 to $63.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.12 to $64.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.13 to $65.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: This option is fully vested and exercisable.