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MOBIX LABS, INC — Director's Dealing 2025
May 8, 2025
34577_dirs_2025-05-07_22f5e2b2-1f02-4baa-9868-e58509f0ceca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOBIX LABS, INC (MOBX)
CIK: 0001855467
Period of Report: 2025-05-05
Reporting Person: SAMINI KEYVAN (Director, President, CFO & Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-05 | Class A Common Stock | A | 2550000 | $0.00 | Acquired | 2550000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 73529 | Indirect |
| Class A Common Stock | 171146 | Indirect |
| Class A Common Stock | 73529 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $0.17 | 2030-08-10 | Class A Common Stock (323529) | 323529 | Direct |
| Restricted Stock Units | $ | Class A Common Stock (333333) | 333333 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (125000) | 125000 | Direct |
Footnotes
F1: These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest over a two year period and can be accelerated if certain stock price thresholds are met.
F2: This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II.
F3: The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
F4: These options are fully vested and exercisable.
F5: This amount reflects the correct number of options held by the Reporting Person and corrects an administrative error filed in the previous Form 4 filed on April 17, 2025.
F6: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.
F7: These RSUs will vest on December 21, 2025.
F8: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).