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MOBIX LABS, INC Director's Dealing 2025

May 13, 2025

34577_dirs_2025-05-12_ae3b6d47-ed71-4db8-96de-8dee70c1378e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOBIX LABS, INC (MOBX)
CIK: 0001855467
Period of Report: 2025-04-10

Reporting Person: SANSONE PHILIP (Interim CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-04-10 Class A Common Stock A 400000 Acquired 435885 Direct
2025-04-15 Class A Common Stock A 600000 Acquired 1035885 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-04-10 Stock Options (Right to Buy) $4.18 D 10000 Disposed 2030-08-10 Class A Common Stock (10000) Direct
2025-04-10 Stock Options (Right to Buy) $4.18 D 161758 Disposed 2030-08-10 Class A Common Stock (161758) Direct
2025-04-10 Stock Options (Right to Buy) $6.84 D 426 Disposed 2032-04-04 Class A Common Stock (426) Direct

Footnotes

F1: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are 90% vested on the grant date (April 10, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.

F2: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 15, 2025 and are 90% vested on the grant date (April 15, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.

F3: These RSUs were issued upon cancellation of the stock options described in footnote 4 below.

F4: These stock options were cancelled upon the grant of RSUs described in footnote 1.

F5: These stock options were fully vested and exercisable.

F6: These stock options would have been fully vested and exercisable on 9/30/2025.