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MOBIX LABS, INC — Director's Dealing 2025
Aug 14, 2025
34577_dirs_2025-08-13_b014e7e8-e0a4-47ef-97c5-68c9dface31d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOBIX LABS, INC (MOBX)
CIK: 0001855467
Period of Report: 2025-05-30
Reporting Person: Peterson James J (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-05-30 | Class B Common Stock | $ | A | 915033 | Acquired | Class A Common Stock (915033) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2970545 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $4.18 | 2030-08-10 | Class A Common Stock (20000) | 20000 | Direct |
| Option (Right to Buy) | $6.84 | 2032-04-04 | Class A Common Stock (133416) | 133416 | Direct |
| Class B Common Stock | $ | Class A Common Stock (1449275) | 1449275 | Direct |
Footnotes
F1: These options are fully vested and exercisable.
F2: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
F3: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.