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MOBIX LABS, INC — Director's Dealing 2025
Aug 14, 2025
34577_dirs_2025-08-13_969ad88c-5875-4319-a73e-5b851eaeef3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOBIX LABS, INC (MOBX)
CIK: 0001855467
Period of Report: 2025-05-30
Reporting Person: SAMINI KEYVAN (Director, President, CFO & Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-05-30 | Class B Common Stock | $ | A | 915033 | Acquired | Class A Common Stock (915033) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2868204 | Direct |
| Class A Common Stock | 73529 | Indirect |
| Class A Common Stock | 171146 | Indirect |
| Class A Common Stock | 73529 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $0.17 | 2030-08-10 | Class A Common Stock (323529) | 323529 | Direct |
| Restricted Stock Units | $ | Class A Common Stock (333333) | 333333 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (125000) | 125000 | Indirect |
Footnotes
F1: The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
F2: These options are fully vested and exercisable.
F3: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.
F4: These RSUs will vest on December 21, 2025.
F5: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
F6: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.