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MOBIX LABS, INC — Director's Dealing 2025
Sep 26, 2025
34577_dirs_2025-09-25_4d75d511-c2aa-4b8c-9aaa-efe03a55695f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOBIX LABS, INC (MOBX)
CIK: 0001855467
Period of Report: 2025-09-23
Reporting Person: Peterson James J (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-23 | Class A Common Stock | A | 46855 | $0.00 | Acquired | 3017400 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $4.18 | 2030-08-10 | Class A Common Stock (20000) | 20000 | Direct |
| Option (Right to Buy) | $6.84 | 2032-04-04 | Class A Common Stock (133416) | 133416 | Direct |
| Class B Common Stock | $ | Class A Common Stock (1449275) | 1449275 | Direct |
Footnotes
F1: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.
F2: These options are fully vested and exercisable.
F3: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
F4: The number of shares of Class B Common Stock beneficially owned by the Reporting Person has been reduced to remove the Class B Common Stock underlying the Restricted Stock Awards granted on May 30, 2025.