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MOBIX LABS, INC Director's Dealing 2023

Dec 27, 2023

34577_dirs_2023-12-26_ca785046-8c5e-4d8d-a3f9-b3dfdc8ee4b5.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Chavant Capital Acquisition Corp. (MOBX)
CIK: 0001855467
Period of Report: 2023-12-21

Reporting Person: ARALIS JAMES (Chief Technology Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 28993 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $6.84 2032-04-04 Class A Common Stock (16112) Direct
Stock Option $6.84 2032-04-04 Class A Common Stock (183) Direct

Footnotes

F1: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, as amended, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

F2: Received in the Business Combination in exchange for an employee stock option to acquire 16,112 shares of Mobix Labs, Inc. at $6.84 per share that was granted on May 18, 2022. The option vests equally over three years on each monthly anniversary of May 18, 2023.

F3: Received in the Business Combination in exchange for an employee stock option to acquire 183 shares of Mobix Labs, Inc. at $6.84 per share that was granted on May 18, 2022. The option vests upon a change of control.