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MKS INC — Director's Dealing 2024
May 15, 2024
30723_dirs_2024-05-15_c867c1e3-c3fc-4f08-9acd-40a60597a727.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2024-05-12
Reporting Person: Williams John Edward (EVP & GM, PSD)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1174 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (914.903) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (658.031) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (1893.285) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (3480.714) | Direct |
Footnotes
F1: These restricted stock units (RSUs) were subject to performance criteria, the achievement of which was determined on February 8, 2023, and will vest on February 18, 2025.
F2: Each RSU represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: These RSUs vest on February 18, 2025.
F4: These RSUs vest in two equal annual installments commencing on August 15, 2024, provided that if, in any vesting year, August 15th is not a business day, such vesting shall occur on the next business day.
F5: These RSUs vest in two equal annual installments commencing on April 17, 2025, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day.